Commission Implementing Regulation (EU) 2021/897 of 4 March 2021 laying down impl... (32021R0897)
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Commission Implementing Regulation (EU) 2021/897 of 4 March 2021 laying down implementing technical standards for the application of Regulation (EU) 2019/1238 of the European Parliament and of the Council with regard to the format of supervisory reporting to the competent authorities and the cooperation and exchange of information between competent authorities and with the European Insurance and Occupational Pensions Authority (Text with EEA relevance)
- COMMISSION IMPLEMENTING REGULATION (EU) 2021/897
- of 4 March 2021
- laying down implementing technical standards for the application of Regulation (EU) 2019/1238 of the European Parliament and of the Council with regard to the format of supervisory reporting to the competent authorities and the cooperation and exchange of information between competent authorities and with the European Insurance and Occupational Pensions Authority
- (Text with EEA relevance)
- CHAPTER I
- QUANTITATIVE SUPERVISORY REPORTING
- Article 1
- Formats of supervisory reporting
- Article 2
- Reporting currency
- Article 3
- Templates for annual quantitative reporting
- Article 4
- Appropriateness of the information submitted
- CHAPTER II
- GENERAL PROVISIONS ON COOPERATION AND EXCHANGE OF INFORMATION
- Article 5
- General principles
- Article 6
- Single contact points
- Article 7
- Means of exchange of information
- Article 8
- Currency
- CHAPTER III
- COOPERATION AND EXCHANGE OF INFORMATION IN THE REGISTRATION AND DEREGISTRATION PROCESS
- Article 9
- Registration of a PEPP
- Article 10
- Opening a new sub-account
- Article 11
- Information on national provisions
- Article 12
- Deregistration of a PEPP
- CHAPTER IV
- ONGOING COOPERATION AND REGULAR EXCHANGE OF INFORMATION
- Article 13
- Cooperation between competent authorities and with EIOPA
- Article 14
- Regular exchange of information
- CHAPTER V
- AD HOC COOPERATION AND EXCHANGE OF INFORMATION
- Article 15
- Submission of a request for cooperation or exchange of information
- Article 16
- Reply to a request for cooperation or exchange of information
- Article 17
- Cooperation and exchange of information in case of infringements
- Article 18
- Entry into force
- ANNEX I
- REPORTING TEMPLATES
- PP.01.01.33
- CONTENT OF THE SUBMISSION
- PP.01.02.33
- BASIC INFORMATION – GENERAL
- PP.52.01.33
- PEPP AND PEPP SAVER INFORMATION (1)
- PEPP AND PEPP SAVER INFORMATION (2)
- PP.06.02.33
- LIST OF ASSETS
- INFORMATION ON POSITIONS HELD
- INFORMATION ON ASSETS
- PP.06.03.33
- COLLECTIVE INVESTMENT UNDERTAKINGS – LOOK-THROUGH APPROACH
- PP.08.03.33
- INFORMATION ON POSITIONS HELD – NOTIONAL AMOUNT
- INFORMATION ON POSITIONS HELD – VALUE
- ANNEX II
- INSTRUCTIONS ON REPORTING TEMPLATES
- PP.01.01.33 – Content of the submission
- General comments:
- PP.01.02 – Basic information – General
- General comments:
- PP.52.01 – PEPP and PEPP saver
- Information – General comments:
- PEPP and PEPP saver information (1)
- PEPP and PEPP saver information (2)
- PP.06.02 – List of assets – General comments:
- Information on positions held
- Information on assets
- PP.06.03 – Collective investment undertakings – look-through
- approach General comments:
- PP.08.03. Aggregate information on open derivatives
- General comments:
- Information on positions held
- ANNEX III
- CIC table
- ANNEX IV
- Definitions of the CIC table
- ANNEX V
- Template for registration
- ANNEX VI
- Template for notification of registration
- ANNEX VII
- Template for deregistration
- ANNEX VIII
- Template for notification of deregistration
- ANNEX IX
- Template for opening a sub-account
- ANNEX X
- Template for notification of opening of a sub-account
- ANNEX XI
- Template for request for information/cooperation
- ANNEX XII
- Template for reply to request for information/cooperation
- ANNEX XIII
- Template for notification of infringement
- ANNEX XIV
- Template for information regarding national provisions
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